Amended Statement of Ownership (sc 13g/a)
UNITEDSTATES
SECURITIES AND EXCHANGE COMMISSION
Washington,D.C. 20549
SCHEDULE13G
Underthe Securities Exchange Act of 1934
(Amendment No.01)*
PINNACLE BANKSHARES CORPORATION
(Nameof Issuer)
COMMON STOCK
(Title of Class of Securities)
72345E102
(CUSIP Number)
December31,2020
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
oRule13d-1(b)
xRule13d-1(c)
oRule13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’sinitial filing on this form with respect to the subject class of securities,and for any subsequent amendment containing information which would alter thedisclosures provided in a prior cover page.
Theinformation required in the remainder of this cover page shall not be deemed tobe “filed” for the purpose of Section18 of the Securities Exchange Act of1934 (“Act”) or otherwise subject to the liabilities of that section of the Actbut shall be subject to all other provisions of the Act (however, see theNotes).
| CUSIPNo. | 72345E102 |
| 1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
| BANC FUND X L.P. 82-5185037 | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEEINSTRUCTIONS) | ||||
| (a)o | |||||
| (b)x | |||||
| 3 | SEC USE ONLY | ||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| USA | |||||
| NUMBER OF SHARESBENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
| 12356 | |||||
| 6 | SHARED VOTING POWER | ||||
| 0 | |||||
| 7 | SOLE DISPOSITIVE POWER | ||||
| 12356 | |||||
| 8 | SHARED DISPOSITIVE POWER | ||||
| 0 | |||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTINGPERSON | ||||
| 12356 | |||||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9)EXCLUDESCERTAIN SHARES (SEE INSTRUCTIONS) | ||||
| o | |||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
| 0.6% | |||||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
| PN | |||||
FOOTNOTES | |||||
| CUSIPNo. | 72345E102 |
| 1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
| BANC FUND VIII L.P. 26-2334080 | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEEINSTRUCTIONS) | ||||
| (a)o | |||||
| (b)x | |||||
| 3 | SEC USE ONLY | ||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| USA | |||||
| NUMBER OF SHARESBENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
| 41551 | |||||
| 6 | SHARED VOTING POWER | ||||
| 0 | |||||
| 7 | SOLE DISPOSITIVE POWER | ||||
| 41551 | |||||
| 8 | SHARED DISPOSITIVE POWER | ||||
| 0 | |||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTINGPERSON | ||||
| 41551 | |||||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9)EXCLUDESCERTAIN SHARES (SEE INSTRUCTIONS) | ||||
| o | |||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
| 1.9% | |||||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
| PN | |||||
FOOTNOTES | |||||
| CUSIPNo. | 72345E102 |
| 1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
| BANC FUND IX L.P. 37-1755531 | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEEINSTRUCTIONS) | ||||
| (a)o | |||||
| (b)x | |||||
| 3 | SEC USE ONLY | ||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| USA | |||||
| NUMBER OF SHARESBENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
| 45579 | |||||
| 6 | SHARED VOTING POWER | ||||
| 0 | |||||
| 7 | SOLE DISPOSITIVE POWER | ||||
| 45579 | |||||
| 8 | SHARED DISPOSITIVE POWER | ||||
| 0 | |||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTINGPERSON | ||||
| 45579 | |||||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9)EXCLUDESCERTAIN SHARES (SEE INSTRUCTIONS) | ||||
| o | |||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
| 2.1% | |||||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
| PN | |||||
FOOTNOTES | |||||
Item1.
(a) | Nameof Issuer |
PINNACLE BANKSHARES CORPORATION |
(b) | Addressof Issuer’s Principal Executive Offices |
622 Broad Street, Altavista, Virginia 24517 |
Item2.
(a) | Nameof Person Filing |
The Banc Funds Company, L.L.C. This Schedule 13G/A is being filed jointly by Banc Fund VIII L.P. ("BF VIII"), an Illinois Limited Partnership, Banc Fund IX L.P. ("BF IX"), an Illinois Limited Partnership, and Banc Fund X L.P. ("BF X"), an Illinois Limited Partnership, (collectively, the "Reporting Persons"). The general partner of BF VIIII is MidBanc VIII L.P. ("MidBanc VIII"), whose principal business is to be a general partner of BF VIII. The general partner of BF IX is MidBan IX L.P. ("MidBan IX"), whose principal business is to be a general partner of BF IX. The general partner of BF X is MidBan X L.P. ("MidBan X"), whose principal business is to be a general partner of BF X. The general partner of MidBanc VIII, MidBan IX, and MidBan X is The Banc Funds Company, L.L.C., ("TBFC"), whose principal business is to be a general partner of MidBanc VIII, MidBan IX, and MidBan X. TBFC is an Illinois corporation whose principal shareholder is Charles J. Moore. Mr. Moore has been the manager of BF VIII, BF IX, and BF X, since their respective inceptions. As manager, Mr. Moore has voting and dispositive power over the securities of the issuer held by each of those entities. As the controlling member of TBFC, Mr. Moore will control TBFC, and therefore each of the Partnership entities directly and indirectly controlled by TBFC. |
(b) | Addressof Principal Business Office or, if none, Residence |
20 North Wacker Drive, Suite 3300, Chicago, IL 60606 |
(c) | Citizenship |
USA |
(d) | Titleof Class of Securities |
COMMON STOCK |
(e) | CUSIPNumber |
72345E102 |
Item3. | Ifthis statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c),check whether the person filing is a: |
(a) | o | Brokeror dealer registered under section 15 of the Act (15 U.S.C. 78o). |
(b) | o | Bankas defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
(c) | o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
(d) | o | Investmentcompany registered under section 8 of the Investment Company Act of 1940 (15U.S.C 80a-8). |
(e) | o | Aninvestment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
(f) | o | Anemployee benefit plan or endowment fund in accordance with§240.13d-1(b)(1)(ii)(F); |
(g) | o | Aparent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
(h) | o | Asavings associations as defined in Section 3(b) of the Federal DepositInsurance Act (12 U.S.C. 1813); |
(i) | o | Achurch plan that is excluded from the definition of an investment company undersection 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | o | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). |
(k) | o | A group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specifythe type of institution: |
Item4. | Ownership. |
Providethe following information regarding the aggregate number and percentage of theclass of securities of the issuer identified in Item 1.
(a) | Amount beneficially owned:99,386 |
(b) | Percent of class: 4.6% |
(c) | Numberof shares as to which the person has: |
(i) | Sole power to vote or to direct the vote:99,386 |
(ii) | Shared power to vote or to direct the vote:0 |
(iii) | Sole power to dispose or to direct the disposition of:99,386 |
(iv) | Shared power to dispose or to direct the disposition of:0 |
Item5. | Ownershipof Five Percent or Less of a Class |
Ifthis statement is being filed to report the fact that as of the date hereof thereporting person has ceased to be the beneficial owner of more than fivepercent of the class of securities, check the followingx.
Ceased to be the beneficial owner of more than five percent.
Item6. | Ownershipof More than Five Percent on Behalf of Another Person. |
N/A
Item7. | Identificationand Classification of the Subsidiary Which Acquired the Security Being Reportedon By the Parent Holding Company |
N/A
Item8. | Identificationand Classification of Members of the Group |
N/A
Item9. | Noticeof Dissolution of Group |
N/A
Item10. | Certification |
| By signing below I certify that, to the best of my knowledge and belief, the securities referred to abovewere not acquired and are not held for the purpose of or with the effect of changing or influencing thecontrol of the issuer of the securities and were not acquired and are not held in connection with oras a participant in any transaction having that purpose or effect, other than activities solely inconnection with a nomination under §240.14a-11. |
SIGNATURE
Afterreasonable inquiry and to the best of my knowledge and belief, I certify thatthe information set forth in this statement is true, complete and correct.
| BANC FUND VIII L.P. | |||
Date:February10,2021 | By: | /s/John M. Baker | |
| Name:John M. Baker | |||
| Title:Member | |||
| BANC FUND IX L.P. | |||
Date:February10,2021 | By: | /s/John M. Baker | |
| Name:John M. Baker | |||
| Title:Member | |||
| BANC FUND X L.P. | |||
Date:February10,2021 | By: | /s/John M. Baker | |
| Name:John M. Baker | |||
| Title:Member | |||
Footnotes: |
Attention: | Intentionalmisstatements or omissions of fact constitute Federal criminal violations (See18 U.S.C. 1001) |
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